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LRI INVESTMENTS

PALM BEACH GARDENS, FL · CRD 323556 · IAPD ↗ · 561-323-2265

$2.78BRegulatory AUM
31Advisory reps
35Employees
0Clients
0Planning clients
0Private funds
35States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
October 2026 — LRI INVESTMENTS now reports custody of client assets ($999,900).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
March 2026 — LRI INVESTMENTS notice-filed in AZ, CO, DC, DE, GA, KS, MI, MN, MO, NM, NV, OH, TN, UT, VT, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
March 2026 — LRI INVESTMENTS reported RAUM up 98% ($1.40B -> $2.78B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
December 2025 — LRI INVESTMENTS notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2025 — LRI INVESTMENTS notice-filed in ID, IL, NJ, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2025 — LRI INVESTMENTS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
March 2025 — LRI INVESTMENTS crossed $1B in regulatory AUM ($932.9M -> $1.13B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
March 2025 — LRI INVESTMENTS grew from 12 to 29 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
January 2025 — LRI INVESTMENTS notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2024 — LRI INVESTMENTS added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
July 2024 — LRI INVESTMENTS notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
July 2024 — LINDBERG & RIPPLE is now doing business as LRI INVESTMENTS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
45
June 2024 — LINDBERG & RIPPLE notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
May 2024 — LINDBERG & RIPPLE's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
46
February 2024 — LINDBERG & RIPPLE notice-filed in NH, PA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
February 2024 — LINDBERG & RIPPLE grew from 4 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.