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ALLIO ADVISORS

SEATTLE, WA · CRD 317938 · IAPD ↗ · alliocapital.com · 888-969-4932

$556,892Regulatory AUM
1Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
53States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2026 — ALLIO ADVISORS (SEATTLE, WA) left the SEC roster (was $556,892 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
December 2025 — ALLIO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
July 2025 — ALLIO ADVISORS shrank from 3 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
January 2025 — ALLIO ADVISORS changed its website from alliofinance.com to alliocapital.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
50
January 2025 — ALLIO ADVISORS added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
January 2025 — ALLIO ADVISORS notice-filed in AK, DC, HI, IA, ID, ME, MT, ND, NM, RI, SD, VI, VT, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.