← Tributary

MAIN MANAGEMENT, LLC

SAN FRANCISCO, CA · CRD 120361 · IAPD ↗ · 415-217-5800

$1.90BRegulatory AUM
25Advisory reps
27Employees
15Clients
n/aPlanning clients
3Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — MAIN MANAGEMENT, LLC notice-filed in FL, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — MAIN MANAGEMENT, LLC added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
December 2025 — MAIN MANAGEMENT, LLC notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — MAIN MANAGEMENT, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
74
April 2025 — MAIN MANAGEMENT, LLC grew from 16 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.