← Tributary

DHJJ FINANCIAL ADVISORS

NAPERVILLE, IL · CRD 107034 · IAPD ↗ · dhjjfinancial.com · 630-420-1360

$623.4MRegulatory AUM
8Advisory reps
11Employees
5Clients
26-50Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2026 — DHJJ FINANCIAL ADVISORS notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — DHJJ FINANCIAL ADVISORS added office(s): 3 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
December 2025 — DHJJ FINANCIAL ADVISORS notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2025 — DHJJ FINANCIAL ADVISORS reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2025 — DHJJ FINANCIAL ADVISORS crossed $500M in regulatory AUM ($463.9M -> $543.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
March 2024 — DHJJ FINANCIAL ADVISORS shrank from 11 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
March 2024 — DHJJ FINANCIAL ADVISORS added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.