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SQUARE NINE CAPITAL, LP

LOS ANGELES, CA · CRD 336297 · IAPD ↗ · 818-254-7459

$180.9MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
February 2026 — SQUARE NINE CAPITAL, LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
25
January 2026 — SQUARE NINE CAPITAL, LP filed an Item 4A succession naming SQUARE NINE CAPITAL, LP (CRD 336297) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
30
January 2026 — SQUARE NINE CAPITAL, LP moved its main office from NEW YORK, NY to LOS ANGELES, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
40
January 2026 — SQUARE NINE CAPITAL, LLC is now doing business as SQUARE NINE CAPITAL, LP.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
January 2026 — SQUARE NINE CAPITAL, LP now reports 1 private fund(s) ($93.8M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
December 2025 — SQUARE NINE CAPITAL, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.