← Tributary

THE HERBST GROUP, LLC

· CRD 309319 · IAPD ↗ · (212) 488-1701

$204.8MRegulatory AUM
4Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — THE HERBST GROUP, LLC now reports custody of client assets ($64.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
December 2024 — THE HERBST GROUP, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.