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THE PATRIOT FINANCIAL GROUP, LLC

WALPOLE, MA · CRD 172470 · IAPD ↗ · provowealth.com · 508-251-6100

$2.64BRegulatory AUM
33Advisory reps
59Employees
4Clients
1-10Planning clients
0Private funds
33States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

30
August 2026 — THE PATRIOT FINANCIAL GROUP, LLC changed its website from joffreysmith.com to provowealth.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
August 2026 — THE PATRIOT FINANCIAL GROUP, LLC added office(s): 21 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
30
July 2026 — THE PATRIOT FINANCIAL GROUP, LLC changed its website from bankgloucester.com to joffreysmith.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
30
June 2026 — THE PATRIOT FINANCIAL GROUP, LLC changed its website from rulefinancialservices.com to bankgloucester.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
February 2026 — THE PATRIOT FINANCIAL GROUP, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
77
December 2025 — THE PATRIOT FINANCIAL GROUP, LLC grew from 30 to 37 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
August 2025 — THE PATRIOT FINANCIAL GROUP, LLC shrank from 48 to 30 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
47
June 2025 — THE PATRIOT FINANCIAL GROUP, LLC notice-filed in ND.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2025 — THE PATRIOT FINANCIAL GROUP, LLC added office(s): 26 -> 27 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2025 — THE PATRIOT FINANCIAL GROUP, LLC notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — THE PATRIOT FINANCIAL GROUP, LLC added office(s): 25 -> 26 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — THE PATRIOT FINANCIAL GROUP, LLC now reports custody of client assets ($942.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
February 2025 — THE PATRIOT FINANCIAL GROUP, LLC added office(s): 24 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
September 2024 — THE PATRIOT FINANCIAL GROUP, LLC added office(s): 27 -> 28 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — THE PATRIOT FINANCIAL GROUP, LLC reported RAUM up 30% ($1.63B -> $2.12B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
March 2024 — THE PATRIOT FINANCIAL GROUP, LLC added office(s): 23 -> 27 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.