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NBC CAPITAL ADVISORS

BEAVERTON, OR · CRD 306483 · IAPD ↗ · nbccapitaladvisors.com · 503-683-7727

$847.5MRegulatory AUM
4Advisory reps
5Employees
0Clients
51-100Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — NBC CAPITAL ADVISORS now reports custody of client assets ($194.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
December 2025 — NBC CAPITAL ADVISORS notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — NBC CAPITAL ADVISORS reported RAUM up 26% ($563.7M -> $710.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — NBC CAPITAL ADVISORS crossed $500M in regulatory AUM ($494.2M -> $563.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.