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MLG FUND MANAGER LLC

BROOKFIELD, WI · CRD 335692 · IAPD ↗ · mlgcapital.com · 262-797-9400

$143.6MRegulatory AUM
29Advisory reps
95Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
December 2025 — MLG FUND MANAGER LLC now reports custody of client assets ($293.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
December 2025 — MLG FUND MANAGER LLC now reports 1 private fund(s) ($146.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
June 2025 — MLG FUND MANAGER LLC (BROOKFIELD, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 30 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.