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Z3 CAPITAL PARTNERS

RICHMOND, VA · CRD 336791 · IAPD ↗ · z3capital.com · 804-256-1770

$466.8MRegulatory AUM
3Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — Z3 CAPITAL PARTNERS notice-filed in FL, NC, PA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — Z3 CAPITAL PARTNERS notice-filed in TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
December 2025 — Z3 CAPITAL PARTNERS now reports custody of client assets ($20.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
August 2025 — Z3 CAPITAL PARTNERS (RICHMOND, VA) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.