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FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

BETHEL, CT · CRD 113526 · IAPD ↗ · fsias.com · 203-798-9873

$103.9MRegulatory AUM
4Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2026 — FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) left the SEC roster (was $103.9M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
December 2025 — FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.