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TAP ROOT CAPITAL MANAGEMENT LP

SUMMIT, NJ · CRD 334936 · IAPD ↗ · taprootcap.com · (908) 292-0050

$297.3MRegulatory AUM
8Advisory reps
8Employees
0Clients
n/aPlanning clients
3Private funds
3States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — TAP ROOT CAPITAL MANAGEMENT LP notice-filed in IL, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
April 2026 — TAP ROOT CAPITAL MANAGEMENT LP added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
56
April 2026 — TAP ROOT CAPITAL MANAGEMENT LP grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
April 2026 — TAP ROOT CAPITAL MANAGEMENT LP reported RAUM up 160% ($114.3M -> $297.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
December 2025 — TAP ROOT CAPITAL MANAGEMENT LP (SUMMIT, NJ) is newly SEC-registered with $114.3M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.