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FACTORIAL FUNDS MANAGEMENT LLC

SAN FRANCISCO, CA · CRD 319107 · IAPD ↗ · factorialfunds.com · 209-265-8990

$967.0MRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
25Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
April 2026 — FACTORIAL FUNDS MANAGEMENT LLC moved its main office from NEWPORT BEACH, CA to SAN FRANCISCO, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
38
April 2026 — FACTORIAL FUNDS MANAGEMENT LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
83
December 2025 — FACTORIAL FUNDS MANAGEMENT LLC (NEWPORT BEACH, CA) is newly SEC-registered with $803.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.