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BNY MELLON INVESTMENT ADVISER, INC.

NEW YORK, NY · CRD 105642 · IAPD ↗ · bny.com · 2129226273

$419.46BRegulatory AUM
14Advisory reps
69Employees
91Clients
0Planning clients
5Private funds
0States
19Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — BNY MELLON INVESTMENT ADVISER, INC. shrank from 18 to 14 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
December 2025 — BNY MELLON INVESTMENT ADVISER, INC.'s Item 11 disclosure-reporting entries rose by 3 (21 -> 24).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
15
April 2025 — BNY MELLON INVESTMENT ADVISER, INC. changed its website from bnymellonim.com to bny.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
40
April 2025 — BNY MELLON INVESTMENT ADVISER, INC.'s Item 11 disclosure-reporting entries rose by 2 (19 -> 21).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2025 — BNY MELLON INVESTMENT ADVISER, INC. shrank from 23 to 18 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
September 2024 — BNY MELLON INVESTMENT ADVISER, INC.'s Item 11 disclosure-reporting entries rose by 3 (16 -> 19).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
15
April 2024 — BNY MELLON INVESTMENT ADVISER, INC. changed its website from dreyfus.com to bnymellonim.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
40
April 2024 — BNY MELLON INVESTMENT ADVISER, INC. shrank from 33 to 23 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.