← Tributary

COLLABORATIVE CAPITAL ADVISORS LLC

NEW YORK, NY · CRD 337588 · IAPD ↗ · collaborativecapitaladvisors.com · 646-933-5730

$387.8MRegulatory AUM
2Advisory reps
5Employees
0Clients
0Planning clients
1Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
March 2026 — COLLABORATIVE CAPITAL ADVISORS LLC now reports custody of client assets ($101.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
January 2026 — COLLABORATIVE CAPITAL ADVISORS LLC notice-filed in MA, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
January 2026 — COLLABORATIVE CAPITAL ADVISORS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
January 2026 — COLLABORATIVE CAPITAL ADVISORS LLC now reports 1 private fund(s) ($5.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
95
December 2025 — COLLABORATIVE CAPITAL ADVISORS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.