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NOVAQUEST CAPITAL MANAGEMENT, L.L.C.

· CRD 160359 · IAPD ↗ · novaquest.com · 919-459-8620

$1.48BRegulatory AUM
18Advisory reps
18Employees
0Clients
n/aPlanning clients
13Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
December 2025 — NOVAQUEST CAPITAL MANAGEMENT, L.L.C. grew from 17 to 22 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2025 — NOVAQUEST CAPITAL MANAGEMENT, L.L.C. shrank from 25 to 17 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — NOVAQUEST CAPITAL MANAGEMENT, L.L.C. now reports custody of client assets ($1.59B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.