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STONEBRIDGE FINANCIAL GROUP, LLC

ST. LOUIS, MO · CRD 337972 · IAPD ↗ · stonebridgefin.com · 314-729-9500

$2.40BRegulatory AUM
7Advisory reps
10Employees
0Clients
1-10Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — STONEBRIDGE FINANCIAL GROUP, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — STONEBRIDGE FINANCIAL GROUP, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2026 — STONEBRIDGE FINANCIAL GROUP, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — STONEBRIDGE FINANCIAL GROUP, LLC now reports custody of client assets ($97.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
75
February 2026 — STONEBRIDGE FINANCIAL GROUP, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
January 2026 — STONEBRIDGE FINANCIAL GROUP, LLC notice-filed in AZ, CA, CO, FL, ID, IL, LA, NE, NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
December 2025 — STONEBRIDGE FINANCIAL GROUP, LLC (ST. LOUIS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.