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JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC

AMMON, ID · CRD 315237 · IAPD ↗ · 208-552-9169

$187.3MRegulatory AUM
5Advisory reps
8Employees
3Clients
1-10Planning clients
0Private funds
9States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
March 2026 — JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
December 2025 — JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2025 — JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC reported RAUM up 27% ($127.3M -> $161.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
May 2024 — JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.