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CRUX WEALTH ADVISORS

LONG BEACH, CA · CRD 330731 · IAPD ↗ · cruxwealth.com · 562.735.3875

$547.7MRegulatory AUM
11Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
13States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — CRUX WEALTH ADVISORS crossed $500M in regulatory AUM ($410.2M -> $547.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
December 2025 — CRUX WEALTH ADVISORS notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — CRUX WEALTH ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2025 — CRUX WEALTH ADVISORS added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — CRUX WEALTH ADVISORS now reports custody of client assets ($15.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — CRUX WEALTH ADVISORS reported RAUM up 64% ($250.8M -> $410.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
January 2025 — CRUX WEALTH ADVISORS added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
January 2025 — CRUX WEALTH ADVISORS notice-filed in FL, LA, NC, NH, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
November 2024 — CRUX WEALTH ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
June 2024 — CRUX WEALTH ADVISORS (LONG BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.