← Tributary

IMS CAPITAL MANAGEMENT

CLACKAMAS, OR · CRD 105939 · IAPD ↗ · 503-788-4200

$380.9MRegulatory AUM
7Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
September 2026 — IMS CAPITAL MANAGEMENT (CLACKAMAS, OR) left the SEC roster (was $380.9M RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
48
February 2026 — IMS CAPITAL MANAGEMENT moved its main office from PORTLAND, OR to CLACKAMAS, OR.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
43
December 2025 — IMS CAPITAL MANAGEMENT filed an Item 4A succession naming IMS CAPITAL MANAGEMENT (CRD 105939) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.