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REALTA INVESTMENT ADVISORS, INC

WILMINGTON, DE · CRD 134952 · IAPD ↗ · realtawealth.com · 888-657-5200

$385.4MRegulatory AUM
54Advisory reps
61Employees
0Clients
1-10Planning clients
0Private funds
51States
9Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
December 2025 — REALTA INVESTMENT ADVISORS, INC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
48
April 2025 — REALTA INVESTMENT ADVISORS, INC reported RAUM down 57% ($799.7M -> $343.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2025 — REALTA INVESTMENT ADVISORS, INC shrank from 72 to 54 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.