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DIRECTIONAL ASSET MANAGEMENT, LLC

ARLINGTON HEIGHTS, IL · CRD 152859 · IAPD ↗ · 847-749-2312

$136.9MRegulatory AUM
1Advisory reps
1Employees
1Clients
1-10Planning clients
0Private funds
3States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
December 2025 — DIRECTIONAL ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
August 2025 — DIRECTIONAL ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
95
November 2024 — DIRECTIONAL ASSET MANAGEMENT, LLC (ARLINGTON HEIGHTS, IL) is newly SEC-registered with $119.8M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.