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ALDEN CAPITAL

WAYNE, PA · CRD 293551 · IAPD ↗ · aldeninvestmentgroup.com · (215) 572-8700

$1.52BRegulatory AUM
19Advisory reps
23Employees
0Clients
n/aPlanning clients
1Private funds
53States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
December 2025 — ALDEN CAPITAL's Item 11 disclosure-reporting entries rose by 1 (3 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
76
April 2025 — ALDEN CAPITAL grew from 14 to 20 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — ALDEN CAPITAL crossed $1B in regulatory AUM ($657.2M -> $1.44B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.