← Tributary

MAVROS CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 327785 · IAPD ↗ · mavrosgroup.com · (424) 522-2524

$32.1MRegulatory AUM
3Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
2States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
January 2026 — MAVROS CAPITAL MANAGEMENT, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
January 2026 — MAVROS CAPITAL MANAGEMENT, LLC moved its main office from LOS ANGELES, CA to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
70
January 2026 — MAVROS CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — MAVROS CAPITAL MANAGEMENT, LLC (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
June 2025 — MAVROS CAPITAL MANAGEMENT, LLC (LOS ANGELES, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
May 2025 — MAVROS CAPITAL MANAGEMENT, LLC moved its main office from BEVERLY HILLS, CA to LOS ANGELES, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
45
March 2025 — MAVROS CAPITAL MANAGEMENT, LLC moved its main office from LOS ANGELES, CA to BEVERLY HILLS, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
25
March 2024 — MAVROS CAPITAL MANAGEMENT, LLC changed its website from mavroscm.com to mavroscapitalgroup.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.