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PARK STATE ASSET MANAGEMENT LLC

BEVERLY, MA · CRD 336573 · IAPD ↗ · park-state.com · 978.529.2395

$192.4MRegulatory AUM
4Advisory reps
6Employees
10Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
April 2026 — PARK STATE ASSET MANAGEMENT LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
42
December 2025 — PARK STATE ASSET MANAGEMENT LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2025 — PARK STATE ASSET MANAGEMENT LLC (BEVERLY, MA) is newly SEC-registered with $206.6M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.