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ELEVATE WEALTH MANAGEMENT

SHERIDAN, WY · CRD 336710 · IAPD ↗ · elevateasset.com · 307 461-5550

$320.3MRegulatory AUM
3Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
March 2026 — ELEVATE WEALTH MANAGEMENT notice-filed in NE, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — ELEVATE WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
January 2026 — ELEVATE WEALTH MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
68
December 2025 — ELEVATE WEALTH MANAGEMENT now reports custody of client assets ($26.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
August 2025 — ELEVATE WEALTH MANAGEMENT (SHERIDAN, WY) is newly SEC-registered with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.