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TD PRIVATE CLIENT WEALTH LLC

NEW YORK, NY · CRD 164484 · IAPD ↗ · td.com · 877-703-9896

$8.57BRegulatory AUM
482Advisory reps
671Employees
0Clients
More than 500Planning clients
0Private funds
51States
32Disclosures
wealthSegment
ApprovedSEC status

Filing changes

80
September 2026 — TD PRIVATE CLIENT WEALTH LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
55
February 2026 — TD PRIVATE CLIENT WEALTH LLC added office(s): 36 -> 221 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
February 2026 — TD PRIVATE CLIENT WEALTH LLC reported RAUM up 28% ($6.45B -> $8.26B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
February 2026 — TD PRIVATE CLIENT WEALTH LLC grew from 464 to 482 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2025 — TD PRIVATE CLIENT WEALTH LLC's Item 11 disclosure-reporting entries rose by 1 (31 -> 32).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
66
February 2025 — TD PRIVATE CLIENT WEALTH LLC reported RAUM up 34% ($4.82B -> $6.45B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
February 2025 — TD PRIVATE CLIENT WEALTH LLC grew from 284 to 464 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2024 — TD PRIVATE CLIENT WEALTH LLC's Item 11 disclosure-reporting entries rose by 16 (21 -> 37).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
November 2024 — TD PRIVATE CLIENT WEALTH LLC's Item 11 disclosure-reporting entries rose by 1 (20 -> 21).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
October 2024 — TD PRIVATE CLIENT WEALTH LLC reported RAUM down 61% ($12.26B -> $4.82B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
October 2024 — TD PRIVATE CLIENT WEALTH LLC's Item 11 disclosure-reporting entries rose by 1 (19 -> 20).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
February 2024 — TD PRIVATE CLIENT WEALTH LLC shrank from 299 to 284 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
75
February 2024 — TD PRIVATE CLIENT WEALTH LLC reported RAUM up 163% ($4.66B -> $12.26B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.