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103 ADVISORY GROUP

CHICAGO, IL · CRD 314694 · IAPD ↗ · 312-543-8759

$257.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
December 2025 — 103 ADVISORY GROUP notice-filed in CA, IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2025 — 103 ADVISORY GROUP reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
December 2024 — 103 ADVISORY GROUP notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
February 2024 — 103 ADVISORY GROUP reported RAUM up 32% ($143.7M -> $189.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.