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AUGUST WEALTH ADVISORS LLC

WESTPORT, CT · CRD 339322 · IAPD ↗ · augustwealthadvisors.com · (800) 985-9477

$436.6MRegulatory AUM
4Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
August 2026 — AUGUST WEALTH ADVISORS LLC notice-filed in LA, MA, NH, NJ, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2026 — AUGUST WEALTH ADVISORS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — AUGUST WEALTH ADVISORS LLC (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.