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MINICHMACGREGOR WEALTH MANAGEMENT, LLC

SARATOGA SPRINGS, NY · CRD 151237 · IAPD ↗ · minichmacgregor.com · (518) 499-4565

$722.9MRegulatory AUM
7Advisory reps
10Employees
0Clients
251-500Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — MINICHMACGREGOR WEALTH MANAGEMENT, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — MINICHMACGREGOR WEALTH MANAGEMENT, LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — MINICHMACGREGOR WEALTH MANAGEMENT, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
March 2025 — MINICHMACGREGOR WEALTH MANAGEMENT, LLC reported RAUM up 26% ($501.3M -> $630.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
December 2024 — MINICHMACGREGOR WEALTH MANAGEMENT, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
February 2024 — MINICHMACGREGOR WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
February 2024 — MINICHMACGREGOR WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($406.0M -> $501.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.