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DERBY LANE

NEW YORK, NY · CRD 334739 · IAPD ↗ · derbyln.com · (646) 530-6465

$746.3MRegulatory AUM
9Advisory reps
12Employees
0Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — DERBY LANE crossed $500M in regulatory AUM ($340.0M -> $746.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
58
April 2026 — DERBY LANE grew from 4 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
April 2026 — DERBY LANE now reports 3 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
60
December 2025 — DERBY LANE grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — DERBY LANE (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.