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SYMPHONY FINANCIAL, LTD. CO.

HOUSTON, TX · CRD 171816 · IAPD ↗ · thegreensagegroup.com · 281-272-6800

$1.35BRegulatory AUM
23Advisory reps
26Employees
15Clients
1-10Planning clients
0Private funds
24States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
September 2026 — SYMPHONY FINANCIAL, LTD. CO. added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2026 — SYMPHONY FINANCIAL, LTD. CO. added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
February 2026 — SYMPHONY FINANCIAL, LTD. CO. notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — SYMPHONY FINANCIAL, LTD. CO. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
74
April 2025 — SYMPHONY FINANCIAL, LTD. CO. grew from 19 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — SYMPHONY FINANCIAL, LTD. CO. crossed $1B in regulatory AUM ($861.0M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
63
March 2024 — SYMPHONY FINANCIAL, LTD. CO. reported RAUM up 26% ($616.4M -> $774.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
February 2024 — SYMPHONY FINANCIAL, LTD. CO. notice-filed in AR, AZ, HI, IL, MN, NV, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.