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ROYALTY PHARMA SUB-MANAGER, LLC

NEW YORK, NY · CRD 335070 · IAPD ↗ · 212-883-0200

$19.64BRegulatory AUM
48Advisory reps
91Employees
0Clients
0Planning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — ROYALTY PHARMA SUB-MANAGER, LLC grew from 43 to 48 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
July 2025 — ROYALTY PHARMA SUB-MANAGER, LLC now reports custody of client assets ($17.63B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
July 2025 — ROYALTY PHARMA SUB-MANAGER, LLC now reports 2 private fund(s) ($1.71B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
July 2025 — ROYALTY PHARMA SUB-MANAGER, LLC grew from 0 to 43 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — ROYALTY PHARMA SUB-MANAGER, LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 0 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.