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SG CAPITAL MANAGEMENT LLC

CHICAGO, IL · CRD 134471 · IAPD ↗ · 312-923-0150

$1.38BRegulatory AUM
6Advisory reps
10Employees
0Clients
n/aPlanning clients
3Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — SG CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($957.4M -> $1.38B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
April 2025 — SG CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($436.3M -> $957.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2025 — SG CAPITAL MANAGEMENT LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2024 — SG CAPITAL MANAGEMENT LLC reported RAUM up 35% ($322.7M -> $436.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.