← Tributary

SUMMIT WEALTH GROUP

COLORADO SPRINGS, CO · CRD 335242 · IAPD ↗ · 7196334033

$2.31BRegulatory AUM
29Advisory reps
80Employees
0Clients
251-500Planning clients
0Private funds
41States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
August 2026 — SUMMIT WEALTH GROUP notice-filed in MT, NV, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — SUMMIT WEALTH GROUP added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
74
April 2026 — SUMMIT WEALTH GROUP reported RAUM up 70% ($1.35B -> $2.31B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
April 2026 — SUMMIT WEALTH GROUP reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
March 2026 — SUMMIT WEALTH GROUP notice-filed in AL, AR, CA, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, MI, MN, MO, NC, NE, NJ, NM, NY, OH, OK, OR, TX, VA, WA, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
February 2026 — SUMMIT WEALTH GROUP notice-filed in FL, ME, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
August 2025 — SUMMIT WEALTH GROUP now reports custody of client assets ($953.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2025 — SUMMIT WEALTH GROUP (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.