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ICONIQ CAPITAL, LLC

SAN FRANCISCO, CA · CRD 159198 · IAPD ↗ · 415-967-7763

$117.53BRegulatory AUM
158Advisory reps
513Employees
0Clients
0Planning clients
351Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — ICONIQ CAPITAL, LLC grew from 136 to 158 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
76
April 2025 — ICONIQ CAPITAL, LLC grew from 130 to 136 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — ICONIQ CAPITAL, LLC shrank from 137 to 130 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.