← Tributary

GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.

MINATO-KU, TOKYO, Japan · CRD 283221 · IAPD ↗ · 81-3-4587-6000

$71.83BRegulatory AUM
86Advisory reps
163Employees
0Clients
0Planning clients
0Private funds
0States
35Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
June 2026 — GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.'s Item 11 disclosure-reporting entries rose by 2 (33 -> 35).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. grew from 47 to 86 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
52
April 2025 — GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. grew from 35 to 47 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
November 2024 — GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.'s Item 11 disclosure-reporting entries rose by 3 (30 -> 33).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
41
April 2024 — GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. reported RAUM up 57% ($35.65B -> $55.81B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.