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COMPASS PRIVATE WEALTH GROUP LLC

SHORT HILLS, NJ · CRD 316785 · IAPD ↗ · compasspw.com · (908) 615-2249

$113.3MRegulatory AUM
3Advisory reps
3Employees
4Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — COMPASS PRIVATE WEALTH GROUP LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2025 — COMPASS PRIVATE WEALTH GROUP LLC (SHORT HILLS, NJ) is newly SEC-registered with $100.8M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.