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OT RESEARCH

· CRD 299086 · IAPD ↗ · 617-308-5935

$1.55BRegulatory AUM
9Advisory reps
11Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — OT RESEARCH now reports custody of client assets ($262.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
April 2026 — OT RESEARCH now reports 1 private fund(s) ($262.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
April 2026 — OT RESEARCH crossed $1B in regulatory AUM ($700.0M -> $1.55B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
61
April 2025 — OT RESEARCH grew from 5 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
48
September 2024 — OTRESEARCH is now doing business as OT RESEARCH.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
35
August 2024 — OTRESEARCH notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
August 2024 — OAK THISTLE LLC is now doing business as OTRESEARCH.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
60
April 2024 — OAK THISTLE LLC crossed $500M in regulatory AUM ($375.1M -> $802.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.