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WHITE OAK FINANCIAL MANAGEMENT, INC

ASHEVILLE, NC · CRD 142615 · IAPD ↗ · 828-274-7844

$143.5MRegulatory AUM
3Advisory reps
3Employees
1Clients
1-10Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
February 2026 — WHITE OAK FINANCIAL MANAGEMENT, INC notice-filed in LA, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
February 2026 — WHITE OAK FINANCIAL MANAGEMENT, INC reported RAUM up 27% ($112.7M -> $143.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — WHITE OAK FINANCIAL MANAGEMENT, INC now reports custody of client assets ($23.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
October 2024 — WHITE OAK FINANCIAL MANAGEMENT, INC (ASHEVILLE, NC) is newly SEC-registered with $105.6M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.