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CAERUS INVESTMENT ADVISORS, LLC

· CRD 171716 · IAPD ↗ · 323-835-5560

$117.2MRegulatory AUM
2Advisory reps
5Employees
0Clients
0Planning clients
15Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — CAERUS INVESTMENT ADVISORS, LLC reported RAUM down 40% ($194.6M -> $117.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
July 2025 — CAERUS INVESTMENT ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2025 — CAERUS INVESTMENT ADVISORS, LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.