← Tributary

FERMATA ADVISORS

SONOMA, CA · CRD 305614 · IAPD ↗ · richfinancial.com · (707) 938-7414

$1.01BRegulatory AUM
12Advisory reps
26Employees
6Clients
More than 500Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — FERMATA ADVISORS shrank from 17 to 13 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2026 — FERMATA ADVISORS added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
April 2025 — FERMATA ADVISORS notice-filed in FL, NV, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — FERMATA ADVISORS added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2025 — FERMATA ADVISORS grew from 12 to 17 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — FERMATA ADVISORS crossed $1B in regulatory AUM ($973.8M -> $1.15B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
58
April 2024 — SONOMA WEALTH ADVISORS is now doing business as FERMATA ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
64
April 2024 — FERMATA ADVISORS reported RAUM up 33% ($733.8M -> $973.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.