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GUGGENHEIM WEALTH SOLUTIONS, LLC

SANTA MONICA, CA · CRD 283238 · IAPD ↗ · guggenheiminvestments.com · 310-576-1270

$371.3MRegulatory AUM
6Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

28
April 2026 — GUGGENHEIM WEALTH SOLUTIONS, LLC changed its website from guggenheimpartners.com to guggenheiminvestments.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
73
April 2026 — GUGGENHEIM WEALTH SOLUTIONS, LLC reported RAUM up 1081% ($31.4M -> $371.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — GUGGENHEIM WEALTH SOLUTIONS, LLC grew from 0 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
September 2024 — GUGGENHEIM WEALTH SOLUTIONS, LLC added office(s): 0 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
September 2024 — GUGGENHEIM WEALTH SOLUTIONS, LLC notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2024 — GUGGENHEIM PARTNERS ADVISORS, LLC is now doing business as GUGGENHEIM WEALTH SOLUTIONS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
60
September 2024 — GUGGENHEIM WEALTH SOLUTIONS, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.