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ROOKWOOD WEALTH MANAGEMENT, LLC

· CRD 143983 · IAPD ↗ · 513-871-7815

$205.4MRegulatory AUM
1Advisory reps
2Employees
0Clients
51-100Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — ROOKWOOD WEALTH MANAGEMENT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
April 2025 — ROOKWOOD WEALTH MANAGEMENT, LLC notice-filed in CA, GA, SC, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — ROOKWOOD WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
April 2025 — ROOKWOOD WEALTH MANAGEMENT, LLC reported RAUM up 33% ($126.3M -> $168.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
May 2024 — ROOKWOOD WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $126.3M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.