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MACKAY FINANCIAL PLANNING, LLC

SPRINGFIELD, MO · CRD 169583 · IAPD ↗ · mackayfinancialplanning.com · 417-268-9191

$176.0MRegulatory AUM
2Advisory reps
2Employees
2Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — MACKAY FINANCIAL PLANNING, LLC reported RAUM up 26% ($140.1M -> $176.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — MACKAY FINANCIAL PLANNING, LLC now reports custody of client assets ($94.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2025 — MACKAY FINANCIAL PLANNING, LLC (SPRINGFIELD, MO) is newly SEC-registered with $140.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.