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FEDERMANN FINANCIAL ADVISORS INC.

ROCKY POINT, NY · CRD 129975 · IAPD ↗ · fedadvisors.com · 631-981-1904

$108.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
June 2025 — FEDERMANN FINANCIAL ADVISORS INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2025 — FEDERMANN FINANCIAL ADVISORS INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2025 — FEDERMANN FINANCIAL ADVISORS INC. notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
March 2024 — FEDERMANN FINANCIAL ADVISORS INC. reported RAUM up 27% ($61.8M -> $78.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.