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AMPHORA WEALTH MANAGEMENT, LLC

CHAPEL HILL, NC · CRD 157968 · IAPD ↗ · amphorawealth.com · (919) 240-6111

$196.2MRegulatory AUM
3Advisory reps
3Employees
1Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — AMPHORA WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2026 — AMPHORA WEALTH MANAGEMENT, LLC reported RAUM up 30% ($151.3M -> $196.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — AMPHORA WEALTH MANAGEMENT, LLC now reports custody of client assets ($87.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
64
April 2024 — AMPHORA WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.