← Tributary

BLUE ROCK FINANCIAL GROUP

REHOBOTH BEACH, DE · CRD 298558 · IAPD ↗ · (302) 752-6637

$381.8MRegulatory AUM
5Advisory reps
10Employees
0Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — BLUE ROCK FINANCIAL GROUP grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2025 — BLUE ROCK FINANCIAL GROUP notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
February 2025 — BLUE ROCK FINANCIAL GROUP shrank from 6 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2024 — BLUE ROCK FINANCIAL GROUP reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
April 2024 — BLUE ROCK FINANCIAL GROUP reported RAUM up 32% ($207.3M -> $274.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.