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STORMS & ROWDON FINANCIAL SERVICES, INC.

ORMOND BEACH, FL · CRD 334690 · IAPD ↗ · stormsandrowdon.com · (386) 677-0191

$141.2MRegulatory AUM
3Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — STORMS & ROWDON FINANCIAL SERVICES, INC. now reports custody of client assets ($1.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2025 — STORMS & ROWDON FINANCIAL SERVICES, INC. (ORMOND BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.