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AUSPICIOUS FINANCIAL PLANNING, LLC

SAN RAMON, CA · CRD 297962 · IAPD ↗ · auspiciousfinancial.com · 925-355-1200

$278.0MRegulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2025 — AUSPICIOUS FINANCIAL PLANNING, LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2024 — AUSPICIOUS FINANCIAL PLANNING, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.